Table of Contents
For much of Australia’s history, there has been a deeply-held view that Australia was a vulnerable country incapable of defending itself. This sense of vulnerability reflected a keen awareness that Australia was a large, sparsely populated continent rich in agricultural land and resources. The colony was located on the other side of the world from its British origins and fears of a foreign invasion surfaced at various times during the nineteenth century.[1]
As David Horner points out, from the earliest days the Australian colonists were concerned for their security and it was partly the desire for collective defence that drove the early colonial governments towards Federation in 1901. Tension, however, soon arose between two strands in Australian defence policy, later described in a shorthand way as ‘fortress Australia’ versus ‘forward defence’ (though in the early twentieth century it was the ‘Australianists’ versus the ‘imperialists’).[2] But when Japan threatened Australia with invasion in the Second World War, the fears that Australia could not defend itself without help from a large ally were starkly confirmed. After the war, this perspective led to the policy of ‘forward defence’ that saw Australian expeditionary forces fighting communism in Korea and Vietnam alongside the United States, as well as in Malaya with the British and in Borneo during the Confrontation. It was only during the 1970s, following America’s defeat in Vietnam, that the need for the self-reliant ‘defence of Australia’ emerged as a serious proposition.
The purpose of this chapter, then, is not to provide a comprehensive history of the ‘defence of Australia’ idea. Instead it will focus on the last 30 years since the publication of the 1976 Defence White Paper Australian Defence, in which the government of the day moved distinctly away from ‘forward defence’ towards policies that required a force structure which—for the first time in Australia’s history—was to be primarily driven by the need to be able to defend the continent unaided. I will address four main policy issues:
A summary of defence policy developments leading to Australian Defence.
The reasons for the Dibb Review and the new policy delivered in the 1987 Defence of Australia.
The Howard Government’s 2000 Defence White Paper (Defence 2000: Our Future Defence Force) and what elements it contained of continuity and change.
Finally, I shall explore whether the Howard Government has now disposed of ‘defence of Australia’ in favour of an ADF structured primarily as an expeditionary force.
But before I begin, let me make some important clarifications. The so-called ‘defence of Australia’ doctrine never focused solely on the defence of the continent itself: it also envisaged Australian forces operating further afield (albeit in limited numbers) if national interests required it. And the idea of self-reliance never meant self-sufficiency. It is important to recall that major factors in the need to develop concepts for defending Australia were the British withdrawal from east of Suez and President Richard Nixon’s Guam doctrine that America’s friends should be able to defend themselves against all but a major attack with their own combat forces.
It is also necessary to point out that while there have been two opposing and long-standing schools of thought in Australian defence policy, sometimes leading to bitter disagreements, the fact is that neither of them seems likely to completely drop the ‘defence of Australia’ doctrine or, indeed, the need to be able to operate alongside the United States in certain circumstances in theatres well beyond Australia’s own region. There remain, of course, important differences of priorities, but it seems unlikely that any Australian political party now will declare that the defence of Australia is not the first duty of government. The idea that Australia should be able to defend itself has taken firm root in public opinion.[3]
One of the earliest proposals regarding Australia’s defence came from Field Marshal Kitchener, who was invited by the Commonwealth Government in 1910 to prepare a memorandum on the defence of Australia. His conclusions were based around the proposal that Australia’s land forces should be organised on the basis that an enemy contemplating an invasion of a sufficiently credible scale would be unable to evade British naval forces that Australia assumed would always be available. This led him to estimate the land forces required at 80 000 fighting troops, half of which would be required to secure the largest cities and to defend ports from attack, while the other half would be free to operate as a mobile striking force anywhere in Australia.[4] The First World War then intervened and during the 1920s and 1930s there was heated debate about the merits of planning for a future invasion as distinct from low-level threats (including raids.)[5]
However, the rise of Japan and the direct threat of invasion to Australia in the Second World War again put paid to any serious consideration of how Australia itself might be defended without the assistance of a great and powerful ally. The first post-war review of Australia’s strategic circumstances was undertaken in 1946. It concluded that ‘the size of this country demands for its defence armed forces and an industrial potential quite beyond our present capacity’.[6] There was some thought given to local defence, but it was considered that the requirements for such could be met by those forces contributing to Empire Cooperation.
In 1947, the security deriving from Australia’s isolation was noted, as was the security provided by geography: ‘her geographical position is such that no hostile power, without possessing command of the sea and local air superiority could successfully invade Australia.’[7] In the 1950 assessment of the basis for Australia’s defence policy, geographical isolation continued to be seen as fundamental to Australia’s security. During the 1950s, Australia’s defence priorities were seen as having sufficient forces at all times to ensure the security of Australia, but with a greater focus on possible military activity in the Southeast Asian region and adjacent areas. It was assessed that while the line against communism was held in Indochina, defence in-depth was provided for the Australia-New Zealand main support area.[8] The strategic perception of developments in Southeast Asia, especially the communist insurgencies, largely reflected this continuing preoccupation. Three successive lines of Australian defence were envisaged: (1) support for the defence of the Indo-Chinese mainland; (2) should this fail, the implementation of contingency plans to defend Malaya; and (3) consideration for the immediate defence of the Northwest approaches to Australia depending ‘on the probable form and scale of attack at any given time’.[9]
By 1959 Australia’s defence planners were beginning to think in terms of shaping forces for the defence of Australia independently of allies.[10] It was stated that, in certain circumstances, ‘Australia might have to rely completely on her own defensive and economic capacity for an indeterminate period’. Consequently, it was assessed that our forces should be designed primarily with the ability to act independently of allies.[11] This approach was rejected by Cabinet, which insisted that Australia should be prepared for involvement in limited war in Southeast Asia and its forces should have, as far as possible, the necessary organisation and techniques to operate effectively with major allies.[12]
It was not until the 1960s that the political leadership was even prepared to entertain tentative ideas for the defence of Australia itself. This reflected the fact that (as already mentioned) in 1967 the British Government decided on withdrawing its forces east of Suez and the 1969 statement by President Nixon that America’s allies in the Pacific had to be able to defend themselves against all but a major attack. Thus the 1967 Strategic Basis of Australian Defence Policy recognised that Australia must be prepared to deal with situations ‘which directly threaten our territorial interests and which we could not reasonably rely on receiving help from our allies’.[13]
By 1970, the Minister for Defence, Malcolm Fraser, was arguing that his aim was to achieve forces which were organised, equipped and trained for the direct defence of Australia, and for effective employment in the region of which Australia was a part.[14] The 1971 Strategic Basis paper thus recognised clearly that Australia needed to pursue her own security interests far more: it proposed that ‘more emphasis than hitherto should be given to the continuing fundamental obligations of continental defence’.[15] Studies were undertaken on maritime air, air defence, strategic transport, and defence communications and infrastructure, and it was envisaged that in most instances we would see Australian forces operating as a joint force complementary to each other.
Elements of this new policy appeared in the 1972 public document Australian Defence Review, which argued for a more independent national defence capability and for self-reliance as laying ‘claim to being a central feature in the future development of Australia’s defence policy’.[16] The big breakthrough, however, was the 1973 Strategic Basis of Australian Defence Policy which set the course followed, by and large, up to the late 1980s. It asserted that Australia ‘must now assume the primary responsibility for its own defence against any neighbourhood or regional threats’.[17] Recognition was given to the fundamental requirements that flowed from the enduring features of Australia’s geographic circumstances. In particular, it identified the importance of capabilities for surveillance; naval and maritime air defence; long-range transport; responses to hostile landings; defence infrastructure and communication networks; comprehensive intelligence; and industrial, scientific and technological support. A comprehensive study of continental defence was also recommended.
The problem was that the Service chiefs disputed the content and direction of this assessment and its process of preparation. The newly created Defence Organisation was riven by disputes over how strategic guidance should be prepared and by whom. In 1973, the Chief of the General Staff (CGS) was carpeted by the then Defence Minister, Mr Lance Barnard, to explain why he had publicly refuted the 1973 Strategic Basis of Australian Defence Policy after it had been endorsed by the government (and, incidentally, not dissented from by the CGS in the Defence Committee). The classified 1974 Defence of Australia study, which had very limited circulation within the Defence Organisation, was so controversial that it was ordered to be destroyed by the Secretary. It examined scenarios in which Australia might be threatened by a major power and situations in which it might be directly attacked by a lesser power. The 1974 study also addressed contingencies in which Australia might be involved in military conflict with Indonesia, either directly or through support for Papua New Guinea (PNG). It canvassed options for Australia to acquire its own nuclear weapons, even though Australia had ratified the Nuclear Non-Proliferation Treaty in 1969.
Specific requirements for the independent defence of Australia were further examined in 1975. The various threads of defence planning that had been emerging gradually during the previous decade were drawn together. In particular, the concept of a ‘core force’ was devised. A ‘core force’ would be suited to undertaking peacetime tasks, sufficiently versatile to deter or cope with a range of low-level contingencies against Australia, and with relevant skills and equipment capable of timely expansion to deter or meet a developing situation.[18]
A series of studies was proposed, beginning with the low-level contingencies which were considered credible in the short term, and subsequently moving to higher-level situations. These studies were to be guided predominantly by the physical characteristics of the country and its geography. In 1976, the value of contingency studies, in providing a sound basis for prudent defence insurance against future uncertainty, was reaffirmed and a series of possible low-level contingencies was put forward to help inform the shaping of the force structure in the Five Year Defence Program.
In the event, a clearly articulated independent Australian defence policy was not released to the public until the Fraser Government’s seminal 1976 Defence White Paper, Australian Defence. This White Paper argued that the area of Australia’s primary strategic concern was the adjacent maritime area—the countries and territories of the Southwest Pacific, PNG, Indonesia and the Southeast Asia region. It contended that, for practical purposes, the requirements and scope for Australian defence activity should be limited essentially to these areas closer to home. With regard to Australia’s defence requirements, it argued that the primary requirement was for increased self-reliance:
We no longer base our policy on the expectation that Australia’s Navy or Army or Air Force will be sent abroad to fight as part of some other nation’s force, supported by it. We do not rule out an Australian contribution to operations elsewhere if the requirement arose and we felt our presence would be effective, and if our forces could be spared from their national tasks. But we believe that any operations are much more likely to be in our own neighbourhood than in some distant theatre, and that our Armed Forces will be conducting joint operations together as the Australian Defence force.[19]
This was a revolutionary breakthrough in independent Australian strategic thinking. And subsequent classified defence documents confirmed the priority that should continue to be given to the independent defence of Australia. For example, the 1979 Strategic Basis paper emphasised the importance of Australia being able to demonstrate that it was serious and competent in defence matters, and capable of responding effectively to low-level pressures or military attacks and of timely expansion in response to more substantial threats. And the 1983 Strategic Basis paper gave priority to the development of military capabilities appropriate to the independent defence of Australia. It accorded priority in terms of equipment acquisition, training and infrastructure development to the requirements of contingencies considered credible in the shorter term ‘including deterrence of such escalation as an enemy might be capable of’.[20]
But none of these documents (either classified or in the public domain) was able to set out in specific terms the force structure priorities for the self-reliant ‘defence of Australia’. The nub of the problem, of course, was the challenge of determining what should drive Australia’s force structure in the absence of a specific threat. And at the heart of this challenge was the need to specify actual force structure priorities within an affordable budget. That took almost another decade—until 1986.