China’s different approaches to preventive measures on security

China’s policy stance on traditional security issues is in sharp contrast with its attitude towards economic and NTS cooperation. Overall, China is still reluctant to work multilaterally on sources of potential interstate military conflicts. In particular, China has been opposing quite strongly any preventive measure that would impinge on domestic issues. There are, however, some notable differences in China’s stance across various regions. In South-East Asia, China has been quite adamant in opposing the further institutionalisation of preventive measures on traditional security issues. In North-East Asia, China has taken an active role in helping solve the North Korean nuclear crisis. China is also open to the discussion of a security framework in North-East Asia. [3] In Central Asia, China has been more willing to engage member states of the SCO on preventive measures to deal with traditional and non-traditional security issues.

Overall, China’s reluctance to agree to more substantive multilateral preventive measures is a reflection of its concerns about US predominance and what it perceives as the United States’ hostile security policy towards China in East Asia. The most alarming assessment of American intention in East Asia is that Washington plans to establish and consolidate a strategic encirclement of China from East Asia, South-East Asia, South Asia and extending to Central Asia. China believes that various military exercises that the United States conducts with China’s neighbouring states are intended to put pressure on China and provide more leverage to states in China’s neighbourhood (Deqi 2006). For many years, China did not participate in the Shangri-la security dialogue, the primary reason being its belief that the dialogue was influenced too excessively by Washington from behind the scenes. The forum was perceived as a mechanism to constrain China strategically. [4]

In the first years of China’s participation in the ARF, China was afraid that the United States and its allies would use the forum as a tool to harm China’s security interests. Beijing understood that one of the original goals of setting up the ARF was to restrain and socialise China. In 1995, at the second ARF meeting, China expressed its reservations with regard to the norms and principles on regional security proposed by other participating countries. At the 1996 ARF meeting, former Chinese Foreign Minister Qian Qichen elaborated China’s ‘new security concept’, urging states to solve security problems through dialogue and consultation. China hoped to expand confidence among major powers in the Asia-Pacific, strengthen ASEAN’s understanding of China and thus reduce the influence of the perception of the ‘China threat’. China also found out that the ARF could be a good forum in which to fight the Cold War mentality of some external powers (Yanbing 2000). All these demonstrate China’s pragmatism in security cooperation.

For China, participation in the ARF has been both an opportunity and a challenge. China can utilise the forum to explain its policies and stances so as to reduce misunderstanding and influence the perceptions of other states towards it. Participation also means, however, that China will have to face up to the collective pressures of ASEAN and other countries. Chinese analysts list China’s concessions on the South China Sea issue as examples of the negative consequences of China’s participation. Some of the major concessions include agreeing to multilateralism as a means to deal with the dispute instead of the previous bilateral approach, China’s agreement to use international law as a basis for a solution to the problem and the signing of the declaration of cooperation (Changsen 2000).

In 1997, China sent a delegation to various Asian countries to lobby for the abrogation of bilateral and multilateral security alliances. The focus was of course on persuading various countries in East Asia to forgo their bilateral security ties with the United States. That effort was not successful. ASEAN countries indicated their disapproval of the Chinese suggestion. China, in return, understood better the concerns of ASEAN countries and has not since openly pursued this issue. It was a turning point for China to accept at least implicitly US military presence as a balancing force in East Asia (Xiaopeng 2006).

Still, the biggest challenge for China is how to cope with the security environment in East Asia. On one hand, there is the reality of the US-centred bilateral security arrangements that still serve as the backbone for security in the region. On the other hand, the bilateral arrangements seem to be expanding at the expense of Chinese security interests. For instance, in the past few years, there has been growing interest among the neo-conservative thinkers in Washington in constructing an Asian version of the North Atlantic Treaty Organisation (NATO). In March 2007, Japan and Australia signed a joint declaration on security cooperation in which the two countries pledged to enhance cooperation and consultation on issues of common strategic interest including regularly holding the ‘2+2’ defence and foreign ministers’ talks. In the past few years, efforts have also been made to bring India in to form some sort of quadrilateral security mechanism in East Asia. Although leadership changes in Japan and Australia made the possibility of forming a quadrilateral security mechanism less likely, to Chinese decision makers, all these efforts reinforced their perception that other regional powers had the intention, no matter how volatile, to gang up on China.

These perceptions and beliefs explain why, in the ARF, China, together with ASEAN countries, belongs to the group of ‘reluctant’ countries that has not been enthusiastic about preventive diplomacy. China’s unwillingness to move towards preventive diplomacy in the ARF is a reflection of its concern that any problem in the South China Sea or the Taiwan Strait would allow international interference (Yuzawa 2006). Beijing maintains that there is still a lot of work that needs to be done to enhance confidence-building measures in the region, which are at their most primitive stage in East Asia. Pushing to enter a stage of preventive diplomacy would not be good for the development of the ARF (Kuisong 1998).

China realises that Asia-Pacific is an area in which major powers have significant interests. The primary goal for China’s security strategy in the region is to maintain at least normal and functioning relations with all other major powers so that China is not isolated by other powers. China’s second goal is to try its best to maintain friendly relations with other regional states to forestall the possibility of any containment alliance supported by other major powers. China increasingly realises that economic interdependence creates common interests and is conducive to the prevention of conflicts. Beijing believes that the best strategy is to become the provider of markets, investment and technology for regional states to transform China into the engine of regional economic growth (Shiping and Yunling 2004).

One area in which China has been trying to play a role is its proposal of a ‘new security concept’. Official rhetoric in Beijing constantly emphasises ‘mutual trust, mutual benefit, equality and coordination’ as the principles of practising a new security mode. According to the Chinese interpretation, the gist of a new security concept is to pursue cooperative security. China’s preference for cooperative security is perhaps one of necessity. In today’s East Asia, there are three primary modes of security arrangements: US hegemony, the traditional balance of power and various loose multilateral security forums. China pushes strongly for cooperative security simply because the first two security modes work against its security interests. Advocating cooperative security serves many Chinese security goals. First, it helps alleviate the China threat. Second, it conforms to China’s interest in maintaining a stable regional environment. Third, it serves as a check to the first two security modes, thus improving China’s strategic security position in East Asia. The challenge for the future is for China to come up with concrete proposals to make cooperative security really work in East Asia.

China’s security policy and practice in Central Asia are notably different from those in East Asia. China demonstrates much more confidence in dealing with security issues in Central Asia, as shown in the high level of institutionalisation of the SCO and its willingness to embrace preventive measures.

According to Chinese analysts, China’s security policy in the SCO is intended as a contrast to US security policy in East Asia, which is underpinned by bilateral alliances and ‘forward deployment’. Chinese analysts argue that in the SCO, China and Russia have been working on cooperation and dialogue as the main means for security building and reducing the military presence in border areas (Kuisong 1998). Confidence-building measures have been and appear to continue to be a key area for the SCO, as evidenced in the two treaties regarding border security signed in 1996 and 1997, and the recently signed treaty among SCO member states on good neighbourly relations, friendship and cooperation.

The SCO has, however, gradually taken on the concept of preventive diplomacy. Currently, preventive diplomacy in the SCO is essentially carried out in areas of NTS by a wide range of agencies, including the military. There are, however, signs that the SCO is increasingly moving towards a more substantive practice of preventive diplomacy. The SCO is likely to meaningfully discuss preventive diplomacy in tackling traditional security issues, including dealing with domestic crises. A few recent SCO official documents clearly refer to this possible development.

The ‘Declaration on the Fifth Anniversary of Shanghai Cooperation Organisation’ mentions that the SCO has the potential to play an independent role in safeguarding stability and security in this region. The document points out that in case of emergencies that threaten regional peace, stability and security, SCO member states will have immediate consultation on responding effectively to fully protect the interests of the SCO and its member states. The paper calls for member states to study the possibility of establishing a regional conflict-prevention mechanism within the SCO framework. The 2007 Joint Communiqué of the Meeting of the Council of Heads of SCO Member States proclaims that it is vital to implement preventive measures against the processes and phenomena causing instability in SCO territory. The document calls for the process of creating a mechanism of joint responses to situations threatening peace, stability and security in the region to be expedited. In the recently concluded SCO summit in Dushanbe, the member states once again proclaimed that the SCO would conduct preventive diplomacy to safeguard peace and security in the region. [5]

A few scholars at various Chinese government-sponsored institutions have conducted studies on the need for and feasibility of some formal preventive diplomacy measures in the SCO. They justify the establishment of such formal mechanisms on the grounds that the SCO will not be able to grow further without preventive diplomacy given the fact that the Euro-Asian region is so complicated in cultural, ethnic and geo-strategic contentions, and because of potential conflicts among those Central Asian states in terms of territorial borders, water and other resources and internal socio-political instability in the smaller members of the SCO. They conclude that all these contentions and internal instability have the potential to not only hamper the further progress of the SCO but to derail the SCO process (Tao 2006).




[3] Chinese Foreign Ministry spokesman Qin Gang’s remarks at a press briefing, 27 May 2008, viewed 3 September 2008, <http://www.fmprc.gov.cn/chn/xwfw/fyrth/t440969.htm>

[4] Author’s interview with Chinese official, July 2008; Danzhi (2007).

[5] SCO Summit ‘Dushanbe Declaration’, viewed 5 September 2008, <http://news.xinhuanet.com/world/2008-08/28/content_9731209.htm>